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Proton plays a key role in the interface-trap formation that is one of the primary reliability concerns, thus learning how it behaves is key to understand the radiation response of microelectronic devices. The first-principles calculations have been applied to explore the defects and their reactions associated with the proton release in α-quartz, the well-known crystalline isomer of amorphous silica. When a high concentration of molecular hydrogen (H2) is present, the proton generation can be enhanced by cracking the H2 molecules at the positively charged oxygen vacancies in dimer configuration. If the concentration of molecular hydrogen is low, the proton generation mainly depends on the proton dissociation of the doubly-hydrogenated defects. In particular, a fully passivated
Radiation-induced silicon/silica interface traps are the dominant defects associated with the reliability of microelectronic devices.[1–4] The mechanisms leading to the interface-traps have been extensively studied, where hydrogen plays a crucial role. It has been shown that both interface and oxide charge buildups induced by radiation increase with the increasing hydrogen amount exposed during processing, indicating that hydrogen can facilitate the interface trap generation and enhance the degradation of microelectronic devices.[5–7] In fact, hydrogen can play a double role. On one hand, it can passivate or anneal the interface dangling bonds, the dominant interface traps,[8] if its concentration and form near the interface are appropriate. On the other hand, it can react with the interface dangling bonds previously passivated by hydrogen and reactivate them. The reactions giving rise to the interface dangling bond have also been intensively studied, and it has been shown by first-principles calculations that protons generated by ionization radiation can attack the Si–H bonds, the passivated dangling bonds, at the interface to reactivate the interface trap with a low reaction barrier.[9,10] The radiation-induced proton release is thus directly correlated to the interface trap reactivation. In fact, since the proton release and transportation are generally slow, they may contribute to the enhanced low dose rate sensitivity (ELDRS).[11–13]
Several mechanisms have been proposed for proton release from different sources in silica. A mechanism is the dissociation of H2 molecules at the positively charged oxygen deficiency defects,[14,15] such as
Although the proton release reactions in amorphous silica (a-SiO2) have been investigated by first-principles calculations, the calculated reaction curves depend on the local environments, which are different site-by-site. Thus, the reaction barriers and energies calculated using a-SiO2 models are usually scattered, leading to uncertainties in further numerical simulations based on drift-diffusion equations, where they are the fixed parameters. The calculations using a crystalline isomer of SiO2 can detour this difficulty. In fact, all the defect centers involved in the proton release reactions in a-SiO2 have their counterparts in quartz, the well-studied crystalline SiO2. For example, the
In this work, the first-principles calculations are taken to investigate the defects and reactions associated with two proton release mechanisms, the dissociation of molecular hydrogen at a positively charged defect and that of a hydrogenated defect after trapping a hole. The structures, density of states (DOS), and spin densities are calculated for the defects, and also the Fermi contacts for the EPR-active ones. The reaction barriers and energies, the key parameters in further numerical simulations based on drift-diffusion equations, are extracted from the calculated reactions curves. The crystalline structure of quartz significantly reduces the uncertainty of the calculation due to the randomness of a-SiO2, which is helpful to identify and characterize atomic scale mechanisms for radiation-induced proton release.
The calculations have been performed in the framework of density functional theory (DFT) with the projected augmented wave method implemented in the Vienna ab initio simulation package (VASP).[25–27] The Perdew–Burke–Ernzerhof (PBE) parameterization of general gradient approximation (GGA) is chosen for the exchange–correlation functional.[28] The cut-off energy of plane wave expansion is set to be 520 eV. The experimental lattice parameters,[29] a=4.916 Å and c=5.4054 Å, are set for the initial quartz unit cell. The 2×2×3 supercells including 108 atoms are constructed for the calculations. The Brillouin zone integration is taken only at the
Holes play a crucial role in the mechanisms of radiation-induced proton release. They are induced as electron–hole pairs in the oxide by ionization radiation, and then transport with a rather low mobility compared to electrons, since they tend to trap themselves by distorting the lattice. The holes that survive from the initial recombination may be trapped by neutral oxygen vacancies, the most abundant defect in oxygen deficiency silica. This leads to the positively charged configurations, such as dimer (
It is necessary to specify the structure and other properties of the positively charged oxygen deficiency defects in quartz before the simulation of H2 dissociation at the defects.[24,33] Since both quartz and a-SiO2 are networks of SiO4 building blocks, it is reasonable to assume that the most prevalent positively charged oxygen deficiency defects in quartz are analogous to those in a-SiO2. Two configurations of positively charged oxygen vacancies in quartz are considered in the calculations. One is the dimer configuration, analogous to the
The dimer configuration can be obtained by optimizing the initial structure, where the oxygen vacancy is induced by removing an oxygen atom and the hole-trapping is simulated by removing an electron. A perturbation to the initial structure is however required to obtain the puckered configuration, since there is an energy barrier between the initial structure and the puckered configuration. In spite of the barrier, the puckered configuration is energetically more stable than the dimer by 133 meV.
The atomic structure of the dimer configuration is presented in the inset of Fig.
The structure of the puckered configuration (
The dissociation of H2 at the dimer configuration is investigated by the NEB calculations, which gives the reaction curve connecting the initial and final states and the transition state associated with the energy barrier (Fig.
It is worthwhile to point out that the reaction details revealed by this work are very different from those given in Ref. [17]. According to Ref. [17], the H2 molecule first hydrogenates the dimer configuration in SiO2, leading to the transition state in which two adjacent H–Si groups share a positive charge, and then one of the H–Si bonds dissociates to give a proton, which migrates and attaches to a nearby oxygen bridge. It is obvious that the reaction in a-SiO2 can be divided into three major steps corresponding to the three peaks in the reaction curve. However, the reaction in quartz is one-step, and then there is only one peak in the reaction curve.
The forward reaction barrier in quartz is 0.79 eV, slightly higher than that in a-SiO2. The rate constant of the reaction estimated from the barrier is approximately 0.3 s−1 at room temperature (300 K), implying that the reaction takes place rather quickly, possibly in seconds. More than that, while the reaction in a-SiO2 is shown to be endothermic by first-principles calculations,[17] the reaction in quartz is exothermic, and the final-state energy is lower than the initial state energy by 0.74 eV. This implies that the reaction tends to generate protons in quartz instead of annihilating them in a-SiO2.
The dissociation of H2 molecules at the puckered
It should be noted that the details of the reaction simulated by this work are quite different from those given in Ref. [17]. According to Ref. [17], the H2 molecule is split by an sp2 hybridized Si atom and an oxygen atom, leading to the final state in which the released proton is attached to one oxygen not bonded to the dangling bond Si atom.
The forward barrier of the reaction in quartz is 1.00 eV, about twice that in a-SiO2. The rate constant estimated from the forward reaction barrier is approximately
The H2 dissociation mechanism can generate protons efficiently, as long as there is a sufficient supply of H2 molecules. However, radiation can still induce interface traps, even if excess H2 is absent in the oxide.[5] This can be partly attributed to the radiolytic hydrogen molecules from hydroxyl groups,[41] and partly to other mechanisms of proton release, such as the dissociation of hydrogenated oxygen vacancies. Before exploring these reactions, we specify the structures and properties of these defects in neural charge state.
When an oxygen vacancy is singly hydrogenated, there are two different resulting structures depending on the projection of the Si dangling bond. In the so-called
Two doubly-hydrogenated oxygen vacancies are obtained by further passivating the
The hydrogenated oxygen vacancies may dissociate to give protons once positively charged. These reactions are simulated by the NEB calculations, and the initial states are given by the structure optimizations of the positively charged hydrogenated centers. We first consider the dissociations of the positively charged
In addition to the
Although the singly hydrogenated
The dissociations of the doubly hydrogenated oxygen vacancies are investigated in addition to those of the singly hydrogenated ones. The reaction curve of the doubly hydrogenated vacancy derived from the
The dissociation of the doubly hydrogenated oxygen vacancy derived from the
Summarizing the dissociations of the hydrogenated oxygen vacancies in quartz, there is only one reaction, the dissociation of the doubly hydrogenated oxygen vacancy derived from the
The first-principles calculations have been performed to investigate the reactions that probably release protons in α-quartz. The dissociations of H2 at the dimer and puckered configurations are simulated for the situation that the concentration of molecular hydrogen is sufficiently high. The calculated reaction curves show that the dissociation at the dimer configuration has a lower reaction barrier and a larger exothermic reaction energy than that at the puckered configuration. Given that the concentration of the dimer configuration is about ten times that of the puckered configuration, we conclude that the dissociation of H2 molecules at the dimer configurations should be the dominant mechanism accounting for proton production when there is plenty of molecular hydrogen. The dissociations of the hydrogenated oxygen vacancies have also been studied for the situation that molecular hydrogen is absent. The calculated reaction curve shows that the singly hydrogenated vacancies need to climb over a high energy barrier to give protons, and that the reaction is endothermic because of the low energy of the positive hydrogen bridge configuration in the initial state. In addition, the positive hydrogen bridge can further lower its energy by puckering. The dissociations of the doubly hydrogenated vacancies however sensitively depend on the projections of the silane groups. The hydrogen atom can dissociate without an energy barrier from the silane group projecting toward the back oxygen atom in the vacancy derived from the
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